New sponsor
UBS SECURITIES LLC
UBS SECURITIES LLC filed its first LCA in FY2026 and has 29 filings so far. A sponsorship history this short says little about how it handles a case that goes wrong.
- New positions, FY2026
- 3
- Lifetime filings
- 29
- Worker positions
- 29
- Median offered wage
- $190,000
Positions filed as NEW employment in the latest filed fiscal year — the closest honest read on new people being sponsored.
Labor condition applications across every fiscal year in the corpus.
FY2026 – FY2026
Positions on those applications — NOT people and NOT visas granted. A worker renewed three times counts three times.
Derived at read time from the $5,000 wage bands, across every occupation.
30 disclosed positions
Employer of record
The entity exactly as it appears on the filings. This name is the entity — nothing here is combined with a similarly named company.
- Name as filed
- UBS SECURITIES LLC
- Address
- 315 Deaderick Street Floor 16Nashville, TN 37238UNITED STATES OF AMERICA
- Phone
- +1 (919) 994-2883
- Industry (NAICS)
- 523150Securities and Commodity Contracts Brokerage
- Point of contact
- Rakhi/Amanda Srivastava/BennettImmigration Case Manager
- Declared status
- Neither flag declared on the filings
Filing volume
Filings, worker positions and new-employment positions per fiscal year. Three different measurements, never added together.
| Fiscal year | Filings | Worker positions | New-employment positions |
|---|---|---|---|
| FY2026Oct 2025 – Sep 2026 | 29 | 29 | 3 |
Case status (filings)
| Bucket | Count | Share |
|---|---|---|
| Certified | 29 | 96.7% |
| Certified, then withdrawn | 1 | 3.3% |
Petition type (positions)
| Bucket | Count | Share |
|---|---|---|
| New employment | 3 | 10.0% |
| Continued employment (renewal) | 19 | 63.3% |
| Change of previous employment | 4 | 13.3% |
| Change of employer | 2 | 6.7% |
| Amended petition | 2 | 6.7% |
63% of this employer's petition-type positions are continued employment — the same worker renewed. That is why the headline figure above is new-employment positions rather than filings: an employer renewing the same staff every three years produces the same filing volume as one hiring that many new people, and the two are not the same opportunity.
Open jobs at this employer right now
The filing history is public record. Live postings are the other half, and none are matched to this employer today.
No open postings matched to this employer right now.
Track UBS SECURITIES LLC while you job hunt. SubmitX watches new postings at sponsors like this one and fills the applications for you.
Get started freeRoles filed
The job title is whatever the employer wrote on the application. Nothing is reclassified, and the wage band is derived from the $5,000 bands rather than read from a stored average.
| Job title as filed | SOC occupation | Filings | Positions | Offered wage, 25th–75th | Prevailing wage level |
|---|---|---|---|---|---|
| Associate Director, Global Banking | 13-2051.00Financial and Investment Analysts | 2 | 2 | $178,250 – $229,107median $226,071 · 17 disclosed | Level III10 of 17 positions |
| Associate Director, Global Banking - Americas Healthcare | 13-2051.00Financial and Investment Analysts | 2 | 2 | $178,250 – $229,107median $226,071 · 17 disclosed | Level III10 of 17 positions |
| Associate Director, Investment Banking Associate | 13-2051.00Financial and Investment Analysts | 2 | 2 | $178,250 – $229,107median $226,071 · 17 disclosed | Level III10 of 17 positions |
| Director, Investment Banker | 13-2051.00Financial and Investment Analysts | 2 | 2 | $178,250 – $229,107median $226,071 · 17 disclosed | Level III10 of 17 positions |
| Ass. Dir., Research Americas Eq. US Softlines & Luxury Ass. | 13-2099.01Financial Quantitative Analysts | 1 | 1 | $160,417 – $164,583median $162,500 · 5 disclosed | Level III3 of 5 positions |
| Assoc. Dir., Global Banking - Americas Consumer & Retail | 11-9199.02Compliance Managers | 1 | 1 | $201,250 – $203,750median $202,500 · 1 disclosed | Level III1 of 1 positions |
| Assoc. Dir., Global Banking - Americas Financial Inst. Group | 13-2051.00Financial and Investment Analysts | 1 | 1 | $178,250 – $229,107median $226,071 · 17 disclosed | Level III10 of 17 positions |
| Associate Director, Global Banking-Americas Healthcare | 13-2051.00Financial and Investment Analysts | 1 | 1 | $178,250 – $229,107median $226,071 · 17 disclosed | Level III10 of 17 positions |
| Associate Director, Global Markets Trading Analyst - Quant | 13-2099.01Financial Quantitative Analysts | 1 | 1 | $160,417 – $164,583median $162,500 · 5 disclosed | Level III3 of 5 positions |
| Associate Director, Investment Banker, M&A | 13-2051.00Financial and Investment Analysts | 1 | 1 | $178,250 – $229,107median $226,071 · 17 disclosed | Level III10 of 17 positions |
| Associate Director, Quantitative Analyst | 13-2051.00Financial and Investment Analysts | 1 | 1 | $178,250 – $229,107median $226,071 · 17 disclosed | Level III10 of 17 positions |
| Associate Director, Quantitative Analyst | 13-2099.01Financial Quantitative Analysts | 1 | 1 | $160,417 – $164,583median $162,500 · 5 disclosed | Level III3 of 5 positions |
| Director, Business Manager | 13-2054.00Financial Risk Specialists | 1 | 1 | $162,500 – $177,500median $165,000 · 2 disclosed | Level III2 of 2 positions |
| Director, Derivatives & Solutions Business Manager | 13-2051.00Financial and Investment Analysts | 1 | 1 | $178,250 – $229,107median $226,071 · 17 disclosed | Level III10 of 17 positions |
| Director, IB Operations-Service Delivery Manager | 13-2054.00Financial Risk Specialists | 1 | 1 | $162,500 – $177,500median $165,000 · 2 disclosed | Level III2 of 2 positions |
| Director, ICLS-Onboarding - Mandate Transition Manager | 13-1081.00Logisticians | 1 | 1 | $106,250 – $108,750median $107,500 · 1 disclosed | Level IV1 of 1 positions |
| Director, Quantitative Analyst | 13-2099.01Financial Quantitative Analysts | 1 | 1 | $160,417 – $164,583median $162,500 · 5 disclosed | Level III3 of 5 positions |
| Director, Research - Economics & Strategy - Latam Economist | 13-2051.00Financial and Investment Analysts | 1 | 1 | $178,250 – $229,107median $226,071 · 17 disclosed | Level III10 of 17 positions |
| Director, Software Engineer | 15-1252.00Software Developers | 1 | 1 | $251,250 – $253,750median $252,500 · 1 disclosed | Level IV1 of 1 positions |
| Director, Trader | 13-2051.00Financial and Investment Analysts | 1 | 1 | $178,250 – $229,107median $226,071 · 17 disclosed | Level III10 of 17 positions |
Offered wages
Every disclosed offered wage on this employer's certified applications, in $5,000 bands.
25th $164,375 · median $190,000 · 75th $229,643 · 30 disclosed positions
Offered wages from certified Labor Condition Applications, grouped into $5,000 bands. Percentiles are computed from the bands, not from a stored average.
Worksites
Places of employment declared on the applications, ranked by how often they appear.
| Worksite | County | Filings | Share |
|---|---|---|---|
| New York, NY11 Madison Avenue | — | 19 | 63.3% |
| New York, NY11 Madison Ave. | — | 10 | 33.3% |
| Morrisville, NC6933 Louis Stephens Drive | — | 1 | 3.3% |
Outcomes
Derived at read time from the stored approval and denial counts. Nothing here is a stored rate.
- Approval rate
- 100.0%
- Approvals
- 30
- Denials
- 0
- Basis
- DOL decisions
US Department of Labor decisions on the applications, not petition outcomes.
30 adjudicated
Two different measurements. They are never blended into one rate.
A certified-then-withdrawn application was approved and pulled afterwards, so it counts as an approval. An application withdrawn before a decision was never adjudicated and is excluded from the denominator entirely — counting it as a denial would invent a rejection that never happened.
Attorney of record
The agent or attorney named on this employer's applications.
- Attorney
- Brian Bumgardner
- Law firm
- Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
- Location
- Raleigh, NC
Every figure above is aggregated from Labor Condition Applications published by the US Department of Labor for UBS SECURITIES LLC as that name appears on the filings. Filing counts are applications, position counts are worker positions on those applications, and neither is a headcount or a count of visas granted. How these pages are built.
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